• Canadian Securities Administrators (CSA) News Releases
• Investment Industry Regulatory Organization of Canada (IIROC) News Releases
• Canadian Securities Administrators (CSA) Staff Notices
• Fees
• Miscellaneous
• Bulletin – Issue No. 20 – November 2012

Note: Most links below are PDFs and will open in a new window.

CSA News Releases

• 2024.04.18 – Canadian Securities Regulators Publish Next Steps to Facilitate Access to Real-time Market Data
• 2024.04.17 – Canadian Securities Regulators Provide Update on Interim Approach to Value-referenced Crypto Assets
• 2024.04.15 – Joint Forum of Financial Market Regulators Discusses Emerging Trends and Innovation in Canadian Markets at Annual Meeting
• 2023.06.01 – Canadian Securities Regulators Defer Launch of New SEDAR+ Filing System
• 2023.05.11 – CSA Announces Exemptions From Filing Requirements During Switch to System of Electronic Data Analysis and Retrieval+ (SEDAR+)
• 2023.04.20 – Canadian Securities Regulators Publish Annual Activities Report on the Oversight of SROs and Investor Protection Funds
• 2023.04.20 – Canadian Financial Regulators Enhance Cost Reporting Requirements for Investment Funds and Individual Segregated Fund Contracts
• 2023.03.29 – CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+)
• 2022.12.12 – CSA Provides Update to Crypto Trading Platforms Operating in Canada
• 2022.10.27 – Canadian Securities Regulators Announce Results of Eighth Annual Review of Representation of Women on Boards and in Executive Officer Positions in Canada
• 2022.09.29 – Mutual Fund Dealers Association of Canada (MFDA) and IIROC Members Approve the Creation of a Single New Self-regulatory Organization (SRO)
• 2021.10.07 – Canadian Securities Regulators Implement Eight Initiatives to Reduce Regulatory Burden for Investment Funds
• 2021.09.23 – Canadian Securities Regulators Outline Expectations for Advertising and Marketing by Crypto Trading Platforms
• 2021.06.23 – CSA Notice of Publication of National Instrument 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions and Related Amendments to NI 13-101 and NI 45-102
• 2021.06.23 – Canadian Securities Regulators Sign Fintech Co-operation Agreement with the Financial Services Commission, Mauritius
• 2020.08.06 – Canadians Securities Administrators Publish Final Amendments to the Syndicated Mortgages Regime
• 2020.04.24 – Canadian Securities Regulators Warn Public About Entity Claiming to Regulate Derivatives
• 2020.04.17 – Canadian Securities Regulators Temporarily Increase Short-term Borrowing Limits for Mutual Funds Investing in Fixed Income
• 2020.04.16 – Canadian Securities Administrators Provide Update on Syndicated Mortgage Regime
• 2020.04.09 – Joint Statement by CSA and IIROC on Recent Volatility in Canadian Equity Markets
• 2020.03.26 – Notice of Relief from Certain Filing Provisions under NI 24-101 Institutional Trade Matching and Settlement
• 2020.03.23 – Canadian Securities Regulators Publish Blanket Relief for Market Participants Due to COVID-19
• 2020.03.20 – Guidance on Conducting Annual General Meetings During COVID-19 Outbreak
• 2020.03.19 – Regulators Warn Public of Coronavirus-related Investment Scams
• 2020.03.18 – Blanket Relief For Market Participants Due to COVID-19
• 2020.03.16 – Update on COVID-19 and Potential Filing Delays
• 2020.03.09 – Fraud Prevention Month
• 2020.02.27 – Start-up Crowdfunding
• 2020.02.20 – Mutual Fund Sales Practices
• 2020.01.23 – Trading Fee Rebate Study
• 2020.01.16 – Trading of Crypto Assets
• 2019.10.24 – Automatic Securities Disposition Plans Review
• 2019.10.03 – Client Focused Reforms
• 2019.10.03 – Auditor Oversight

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IIROC News Releases

• 2021.09.23 – IIROC Canada Staff Notice 21-330 – Joint Canadian Securities Administrators – Guidance for Crypto-Trading Platforms: Requirements relating to Advertising, Marketing and Social Media Use

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CSA Staff Notices

• 21-334 – Next Steps to Facilitate Access to Real-Time Market Data
• 45-330 – Frequently Asked Questions about the Listed Issuer Financing Exemption (LIFE)
• 25-310 – 2022 Annual Activities Report on the Oversight of Self-Regulatory Organizations (SROs) and Investor Protection Funds (IPFs)
• 23-330 – Market Share Threshold Effective as of April 1, 2023
• 45-309 – Guidance for Preparing and Filing an Offering Memorandum under NI 45-106 Prospectus Exemptions
• 25-309 – Matters Relating to Cessation of CDOR and Expected Cessation of Bankers’ Acceptances
• 31-359 – OBSI Joint Regulators Committe Annual Report for 2019
• 23-327 – Update on Internalization within Canadian Equity Market
• 81-332 – Next Steps on Proposals to Prohibit Certain Investment Fund Embedded Commissions
• 31-306 – National Registration Database (NRD)
• 51-311 –  Frequently Asked Questions Regarding Continuous Disclosure Obligations
• 55-303 – System For Electronic Disclosure By Insiders (SEDI) National Instrument 55-102 (Superceded by 55-309)
• 55-305 – System For Electronic Disclosure By Insiders (SEDI) National Instrument 55-102 (Superceded by 55-309)
• 55-308 – Questions On Insider Reporting
• 55-309 – Launch of the System for Electronic Disclosure by Insiders (SEDI) and Other Insider Reporting Matters
• 55-310 – Questions and Answers On the System For Electronic Disclosure By Insiders (SEDI)

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Fees

• Fee Schedule (37 KB)

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Miscellaneous

• Investor Alerts – be aware of schemes and scams

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