Rule Making

The Office of the Superintendent of Securities of Newfoundland and Labrador administers the Securities Act and is empowered to make legally binding rules.

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National Instrument

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National Policies

  • 58-201 – Corporate Governance Guidelines

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Multilateral Instrument

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Local Rules

  • 51-801 – Implementing National Instrument 51-102 Continuous Disclosure Obligations
  • 71-801 – Implementing National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating To Foreign Issuers

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Revoked

  • 45-103 – Capital Raising Exemptions Revoked September 14, 2005
  • 45-501 – Capital Raising Exemptions Revoked March 31, 2004
  • 45-801 – Implementing National Instrument 45-103 Capital Raising Exemptions Revoked September 14, 2005

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